Tech Evaluation Day

Tech Evaluation Day

Technology Evaulation Day

"Adopting RegTech solutions to turn regulatory compliance into a competitive advantage”

The landscape of financial data regulation and fintech innovation is changing. With the aim of lowering the total cost of operations while providing the best services, products and outcomes for customers, technology and data, spend is top of the priority list for any successful global firm. On top of this, technology, innovation and regulation have opened up the door to a number of new entrants to help fill this void. The boom in new platforms is now in full swing, and this has inadvertently given capital markets the task of navigating this pool of new initiatives to establish who is best to meet their reporting, data and analytical requirements.

This highly interactive half day workshop has been specifically created to give end users an unbeatable, time-saving opportunity to meet and compare the leading platforms, products and solutions in a neutral platform, in one afternoon of networking alongside industry peers and counterparts. During this session the end users will have the chance to establish:

WHO is best suited to help them to:

•    Establish a functional, efficient and cost effective approach
•    Utilize the capabilities of AI solutions and analytical systems for compliance purposes 
•    Centralize compliance strategy and systems to meet multiple reporting requirements simultaneously and effectively

How the day will run:

This topical pre-conference interactive day starts over lunch, giving you the chance to grab a bite and work the room, mixing with Capital Market leaders alongside only 5 other leading platform providers.
To set the tone and get the end users thinking, we have created a capital markets only panel of leading experts to kick off the day, giving you a sense of what they make of the current platform landscape and short list key areas you should be addressing when you are selling your platform. You will join each of the leading platforms giving a 5 minute elevated pitch presentation on the benefits of their offering and why end users should be working with you.

Following this, you will host one of the 6 unique roundtables when the audience will be split into groups consisting of 6-8 end users. You will then have the chance to answer questions, address concerns, and discuss your views with your prospects.

Followed by joining the cocktail reception (only open to the 6 exclusive sponsors and end users) and continue the conversation.


Pre-registration required

12:00pm - 1:00pm

Welcome networking lunch

1:00pm - 1:05pm

Welcome remarks and explanation of the day

1:10pm - 1:45pm


Panel – Exploring the opportunities of technology and finding the right solutions for your firm

  • How can you establish which platforms can be most easily embedded within your current operating model? – exploring the challenges of legacy systems and siloed data and technology
  • Finding the right partners – best practices when evaluating new solutions
  • Collaboration between stakeholders to ensure successful implementation – how can different functions including the business, technology and compliance departments work together to improve efficiencies and ensure compliance?

Sid Dash, Research Director, Chartis

1:45pm - 2:15pm

Meet the platform





2:15pm - 2:45pm

2:45pm - 3:15pm

3:15pm - 3:45pm

Roundtables – Evaluate each platform with 8-10 of your peers during 20 minute roundtable discussions

Meet each platform and evaluate which platform is best suited to fit within your current workflow and how they can help increase your business efficiency and reduce costs to turn the increasing regulatory demands into a competitive advantage.


Rotation 1

Rotation 2

Rotation 3

3:45pm - 4:05pm

Coffee break


4:05pm - 4:35pm

4:35pm - 5:05pm

5:05pm - 5:35pm

Roundtables – Evaluate each platform with your peers during 20 minute roundtable discussions

Rotation 1

Rotation 2

Rotation 3

5:35pm - 5:45pm

Closing remarks

5:45 - 7:00pm

Networking drinks reception

Sponsors include

We have just a few slots left to demonstrate at the masterclass, get in touch here to learn more


Duco’s mission is to make managing data easy. As the market leader in self-service reconciliation, Duco empowers users to deal with complex data in a fraction of the time required by traditional systems. New clients are live in 24 hours, with results in 7 days and tangible business value in 30 days.

Our customers include international banks, brokers, exchanges, hedge funds, asset managers, fund administrators, service providers and corporates. Headquartered in London, with offices in New York and Luxembourg, Duco serves clients throughout Europe, North America, the Middle East, Africa, Asia, and Australasia.

UnaVista, London Stock Exchange Group

UnaVista is an award-winning technology platform from the London Stock Exchange Group. UnaVista helps firms to reduce operational and regulatory risk through a range regulatory reporting, reference data and analytics solutions.

As a regulated platform UnaVista helps thousands of firms meet their compliance obligations, reporting more than 8 billion transactions for global regulations including EMIR, MiFID II across all asset classes. UnaVista also helps firms make more from their data, with advanced analytics to provide peer-to-peer transaction intelligence and surveillance alerts. UnaVista is also the source for a range of unique global identifiers such as SEDOL and LEI, and offers firms access to new derived alternative data.

The SmartStream Reference Data Utility (RDU) is a managed service that delivers complete, accurate and timely reference data for use in critical regulatory reporting, trade processing and risk management operations, dramatically simplifying and reducing unnecessary costs for financial institutions.

The RDU acts as a processing agent for its participants selected data sources; sourcing, validating and cross-referencing data using market best practises so that these processes do not need to be duplicated in every financial institution. An experienced global team, who operate under the compliance frameworks of their customers, deliver data that is fit-for-purpose, consistent and in a format that is specific to the financial institutions’ needs.

For more information about the SmartStream RDU visit:

Waters Europe - Technology Evaluation Day

This day is reserved exclusively for end-users.

WatersTechnology define end-users as anyone from organizations including: banks, investment managers, pension funds, hedge funds, asset managers, mutual funds, wealth managers, insurance companies and family offices.

For more information, please contact Jodie Purser at [email protected] or +44 (0)207 316 9004