Tech Evaluation Day

Tech Evaluation Day

Technology Evaluation Day

"Adopting technology solutions to boost efficiency and lower operating costs”

The landscape of financial data regulation and fintech innovation is changing. With the aim of lowering the total cost of operations while providing the best services, products and outcomes for customers, technology and data, spend is top of the priority list for any successful global firm. On top of this, technology, innovation and regulation have opened up the door to a number of new entrants to help fill this void. The boom in new platforms is now in full swing, and this has inadvertently given capital markets the task of navigating this pool of new initiatives to establish who is best to meet their reporting, data and analytical requirements.

This highly interactive half day workshop has been specifically created to give end users an unbeatable, time-saving opportunity to meet and compare the leading platforms, products and solutions in a neutral platform, in one afternoon of networking alongside industry peers and counterparts. During this session the end users will have the chance to establish:

WHO is best suited to help them to:

•    Establish a functional, efficient and cost effective approach
•    Utilize the capabilities of AI solutions and analytical systems for compliance purposes 
•    Centralize compliance strategy and systems to meet multiple reporting requirements simultaneously and effectively

How the day will run:

This topical pre-conference interactive day starts over lunch, giving you the chance to grab a bite and work the room, mixing with Capital Market leaders alongside only 5 other leading platform providers.
To set the tone and get the end users thinking, we have created a capital markets only panel of leading experts to kick off the day, giving you a sense of what they make of the current platform landscape and short list key areas you should be addressing when you are selling your platform. You will join each of the leading platforms giving a 5 minute elevated pitch presentation on the benefits of their offering and why end users should be working with you.

Following this, you will host one of the 6 unique roundtables when the audience will be split into groups consisting of 6-8 end users. You will then have the chance to answer questions, address concerns, and discuss your views with your prospects.

Followed by joining the cocktail reception (only open to the 6 exclusive sponsors and end users) and continue the conversation.


Pre-registration required

12:00pm - 1:00pm

Welcome networking lunch

1:00pm - 1:05pm

Welcome remarks and explanation of the day

1:10pm - 1:45pm


Panel – Exploring the opportunities of technology and finding the right solutions for your firm

  • How can you establish which platforms can be most easily embedded within your current operating model? – exploring the challenges of legacy systems and siloed data and technology
  • Finding the right partners – best practices when evaluating new solutions
  • Collaboration between stakeholders to ensure successful implementation – how can different functions including the business, technology and compliance departments work together to improve efficiencies and ensure compliance?

Sid Dash, Research Director, Chartis

Angela Johnson Global Programme Director, Cloud Centre of Excellence responsible for Security, Risk and Compliance, Deutsche Bank

Naomi Clarke, Head of Data, MSAmlin

1:45pm - 2:15pm

Meet the platform - Smartstream, Nasdaq, Unavista London Stock Exchange





2:15pm - 2:45pm

2:45pm - 3:15pm

3:15pm - 3:45pm

Roundtables – Evaluate each platform with 8-10 of your peers during 20 minute roundtable discussions

Meet each platform and evaluate which platform is best suited to fit within your current workflow and how they can help increase your business efficiency and reduce costs to turn the increasing regulatory demands into a competitive advantage.


Rotation 1

Rotation 2

Rotation 3

3:45pm - 4:05pm

Coffee break


4:05pm - 4:35pm

4:35pm - 5:05pm

5:05pm - 5:35pm

Roundtables – Evaluate each platform with your peers during 20 minute roundtable discussions

Rotation 1

Rotation 2

Rotation 3

5:35pm - 5:45pm

Closing remarks

5:45 - 7:00pm

Networking drinks reception

Sponsors include

We have just a few slots left to demonstrate at the masterclass, get in touch here to learn more


UnaVista is an award-winning technology platform from the London Stock Exchange Group. UnaVista helps firms to reduce operational and regulatory risk through a range regulatory reporting, reference data and analytics solutions.

As a regulated platform UnaVista helps thousands of firms meet their compliance obligations, reporting more than 8 billion transactions for global regulations including EMIR, MiFID II across all asset classes. UnaVista is in the process of becoming an approved trade repository for SFTR, and helping firms prepare their data and processes with a range of technology and educational led products.

Following the fulfilment of their transaction reporting obligations, UnaVista helps firms make more from their data, with advanced analytics to provide peer-to-peer transaction intelligence and surveillance alerts. UnaVista is also the source for a range of unique global identifiers such as SEDOL and LEI, and offers firms access to new derived alternative data.

About SmartStream

SmartStream provides Transaction Lifecycle Management (TLM®) solutions and Managed Services to dramatically transform the middle and back-office operations for financial institutions. Over 1,500 clients, including more than 70 of the World's top 100 banks, 8 of the top 10 asset managers, and 8 of the top 10 custodians rely on SmartStream’s solutions.

SmartStream delivers greater efficiency, automation and control to critical post trade operations including: Reference Data Operations, Trade Process Management, Confirmations and Reconciliation Management, Corporate Actions Processing, Fees and Invoice Management, Cash & Liquidity Management and Compliance Solutions. Used independently or as a suite of solutions and services, clients’ gain a lower cost-per-transaction while reducing operational risk, aiding compliance while improving customer service levels.

For more information about SmartStream visit:

Book now

Complimentary passes are available to anyone that is a end-user for Waters Europe and the Efficiency Evaluation Day.

Complimentary registration is reserved exclusively for end-users from organizations including: banks, investment managers, pension funds, hedge funds, asset managers, mutual funds, wealth managers, insurance companies and family offices.

Please contact Jodie Purser at +44 20 7316 9004 or [email protected] for more information on free tickets.

Vendors, Service Providers and Consultants, please speak to [email protected] for more information on attending.