Agenda

08.15

Registration and breakfast

08.45

Welcoming remarks

08.50

Introductory Remarks

08.55
REGULATORY ADDRESS:
THE FCA'S PERSPECTIVE ON THE FINAL STEPS TO THE IMPLIMENTATION OF MIFID II AND BEYOND

Stephen Hanks, Manager, MiFID II Co-Ordination, FCA

09.25
PRESENTATION: MIFID II - IT'S ABOUT THE DATA, NOT THE REPORTING

Dan Roberts, Principal Sales Engineer, MARKLOGIC

09.40
INDUSTRY INSIGHT PANEL DISCUSSION: MIFID II THE FINAL COUNTDOWN - CURRENT INDUSTRY POSITION AND OUTSTANDING ISSUES
  • Addressing the pros and cons of opting in as a Systematic Internaliser (SI)
  • How do you see the future market structure landscape evolving under MiFID II / MiFIR? What impact do you expect from pre- and post-trade transparency requirements?
  • What changes have you made to your infrastructure thus far - are there any questions left unanswered?
  • Prioritising projects and working collaboratively with the regulators and vendors to optimize compliance strategy
  • MiFID post January 2018 - understanding the lasting implications

Moderator: Meredith Gibson, Counsel - MiFID II Project, DEUTSCHE BANK
Matthew Luff,
MiFID II Consultant, HENDERSON GLOBAL INVESTORS
Christopher Bean, Programme Manager, Regulatory Change Compliance, BARINGS
Matthew McLoughlin, Head of Trading, LIONTRUST ASSET MANAGEMENT
Nicholas Philpott, Director, eCommerce, STANDARD CHARTERED BANK
Gouri PKhatua, MiFID II Project Manager Compliance, Europe, RABOBANK

10.20

Coffee break and opportunity to network

10.50
PRESENTATION: AVAILABLE FOR SPONSORSHIP
11.10
CHAIRMAN'S REMARKS AND OVERVIEW OF WORKSHOP SESSIONS
11.15
WORKSHOP: TRANSACTION REPORTING REQUIREMENTS

MiFID II greatly expands both the scope and content of the current transaction reporting landscape.

Join this workshop to discuss the increased data needed for transaction reporting and the role of Approved Reporting Mechanisms (ARMs).

Adrian Gill, Regulatory Specialist, NEX REGULATORY REPORTING

 
WORKSHOP:NO LEI, NO TRADE

On the ‘no LEI, no trade' rule, without an LEI, the transaction report will fail the validation test and be rejected by the ARM or national competent authority.

This workshop will discuss what needs to be done to achieve compliance and what this legislation actually means for the industry.

Chris Johnson, Senior Product Manager, Market Data, HSBC SECURITIES SERVICES

12.00

Transition to second workshop

12.10
WORKSHOP: TRANSACTION REPORTING REQUIREMENTS

MiFID II greatly expands both the scope and content of the current transaction reporting landscape.

Join this workshop to discuss the increased data needed for transaction reporting and the role of Approved Reporting Mechanisms (ARMs).

Adrian Gill, Regulatory Specialist, NEX REGULATORY REPORTING



 

WORKSHOP:NO LEI, NO TRADE

On the ‘no LEI, no trade' rule, without an LEI, the transaction report will fail the validation test and be rejected by the ARM or national competent authority. This workshop will discuss what needs to be done to achieve compliance and what this legislation actually means for the industry.

Chris Johnson, Senior Product Manager, Market Data, HSBC SECURITIES SERVICES

12.55

Closing remarks

1.00

End of Briefing

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